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Partner - Columbus614.464.5436
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Partner - Columbus614.464.5465
Attorneys
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Partner - Akron
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Partner - Columbus
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Partner - Cincinnati
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Managing Partner - Columbus
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Partner - Cincinnati
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Partner - Columbus
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Partner - Akron
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Partner - Columbus
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Partner - Columbus
What We Do
- Bankruptcy and Insolvency
- Capital
- Consumer Finance
- Corporate Governance and Director Training
- Corporate Transactions and M&A
- Data Privacy, Security and Information Technology
- Derivatives
- Environmental
- Export Finance
- Fiduciary Products and Services
- Finance
- General Counsel
- Government Enforcement and Internal Investigations
- Intellectual Property
- Labor and Employment, Executive Compensation and Employee Benefits
- Litigation
- Real Estate
- Regulatory Compliance
- Securities Law Compliance
- Tax
Vorys attorneys assist financial services companies to ensure they are complying with increasingly complex federal and state laws and regulations, including the compliance regulations imposed by banking regulators and the regulations generally applicable to all companies.
Vorys lawyers have counseled clients on all aspects of the Dodd-Frank Wall Street Reform and Consumer Protection Act’s (Dodd-Frank) financial regulations. We routinely assist clients with regulatory issues involving the following provisions of Dodd-Frank:
- CFPB Regulation
- Enhanced Capital Requirements
- Executive Compensation
- Whistleblower Provisions
- The Volcker Rule
In addition to our assistance with Dodd-Frank compliance, our services to publicly held banking clients include assistance with Securities and Exchange Commission filing requirements, such as annual, quarterly and periodic reports and Section 16 filings, as well as compliance with securities laws and regulations in connection with securities issuances, purchases and transfers.
We represent federally chartered and state-chartered savings and loan associations and savings banks, as well as their holding companies and subsidiaries, and counsel them on compliance with the myriad federal and state laws and regulations governing the operations of savings associations and financial institutions. Our practice in this area ranges from drafting and revising institutional policies to representing our clients in enforcement proceedings.